Best Investors Account Sign in
Inactive

Mercedes R Dockery

Cambridge Investment Research Advisors, Inc.

Ft Mill, SC

Charlotte, NC

Claim This Profile
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-03-02
SC RA APPROVED 2026-03-02
  • NC RA
    APPROVED
    Since 2026-03-02
  • SC RA
    APPROVED
    Since 2026-03-02

Branch Locations

2752 Pleasant Rd. Ste. 108, Ft Mill, SC 29708 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2026 Present
Exp Realty Charlotte NC 09/2020 Present
Wilkinson Era Charlotte NC 01/2020 09/2020
Citywide Realty Charlotte NC 02/2016 01/2020
  • 03/2026 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 09/2020 → Present
    Exp Realty
    Charlotte, NC
  • 01/2020 → 09/2020
    Wilkinson Era
    Charlotte, NC
  • 02/2016 → 01/2020
    Citywide Realty
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-24
  • S65 Uniform Investment Adviser Law Examination
    2025-04-24

View on SEC IAPD

Other Firms

BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
LPL FINANCIAL LLC
PFS INVESTMENTS INC.

Other Investors

STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister
Nicholas Twohig
Anupama Narayanan Brookins
TODD MACDONALD PETERSEN
Daniel Lee Hylton
Emily Nicole Posch

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
EDWARD JONES · FORT MILL, SC
SCHWAB WEALTH ADVISORY, INC. · FORT MILL, SC

More in Ft Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor