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Current Employers
The Pinnacle Financial Group

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-09
  • NY RA
    APPROVED
    Since 2021-09-09

Branch Locations

58 New St, Huntington, NY 11743 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Atlantic Financial Group Llc Huntington NY 09/2008 Present
Lpl Financial, Llc Huntington NY 05/2019 Present
The Pinnacle Financial Group Rockville Centre NY 05/2019 Present
Summit Brokerage/Cetera Huntington NY 07/2012 05/2019
  • 09/2008 → Present
    Atlantic Financial Group Llc
    Huntington, NY
  • 05/2019 → Present
    Lpl Financial, Llc
    Huntington, NY
  • 05/2019 → Present
    Rockville Centre, NY
  • 07/2012 → 05/2019
    Summit Brokerage/Cetera
    Huntington, NY
Other Businesses

1. 5/16/2019 - ATLANTIC FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 9/2009 - Time Spent 50%. 2. 10/28/2020 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 07/2012 - 80 Hours Per Month - Time Spent 50% - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity on 5/22/2019. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/28/2020 - The Pinnacle Financial Group - DBA: (Hybrid) Atlantic Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/2009 - 80 Hours Per Month - Time Spent 50% - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity on 5/22/2019. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-05
  • S63 Uniform Securities Agent State Law Examination
    1993-03-05

View on SEC IAPD

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