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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
GA RA APPROVED 2016-07-22
  • NY RA
    APPROVED
    Since 2021-06-14
  • GA RA
    APPROVED
    Since 2016-07-22

Branch Locations

75 Prospect Street Suite 116, Huntington, NY 11743 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Huntington NY 07/2016 Present
Raymond James Financial Services Advisors Inc. Huntington NY 07/2016 Present
Other Businesses

(1)Name of Business: First Harbor Financial Services Address: 75 Prospect St Ste 116, Huntington, NY, 11743, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/01/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Target Rock Group LLC Address: 1 Hawk Drive, Lloyd Harbor, NY, 11743, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/13/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-08
  • S66 Uniform Combined State Law Examination
    2016-07-08
Other Names
  • Guillermo Baustista
  • Guillermo Sevilla Baustista

View on SEC IAPD

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