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Christopher Piazza

J.P. Morgan Securities LLC

Huntington, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-13
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2021-09-13
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

350 Main St Floor 2 , Huntington, NY 11743 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Farmingdale NY 02/2004 Present
J.P. Morgan Securities Llc Farmingdale NY 10/2012 Present
Previous Registrations
  • 2008-07-01 → 2012-10-01
    Chase Investment Services Corp.
    East Farmingdale, NY
    East Farmingdale, NY
    East Meadow, NY
    East Meadow, NY
    Farmingdale, NY
    Farmingdale, NY
    Farmingdale, NY
    East Farmingdale, NY
    Northport, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-24
S63 Uniform Securities Agent State Law Examination 1999-03-10
  • S65 Uniform Investment Adviser Law Examination
    2008-06-24
  • S63 Uniform Securities Agent State Law Examination
    1999-03-10

View on SEC IAPD

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