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Christopher Figuccio

J.P. Morgan Securities LLC

Huntington, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-23
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

350 Main St Floor 2 , Huntington, NY 11743 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Port Washington NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Port Washington NY 04/2009 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Port Washington, NY
  • 04/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Port Washington, NY
Previous Registrations
  • 2009-04-24 → 2012-10-01
    Chase Investment Services Corp.
    Port Washington, NY
    Port Washington, NY
    Port Washington, NY
    Manhassett, NY
    Port Washington, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-17
  • S66 Uniform Combined State Law Examination
    2006-10-17
Other Names
  • Christopher P Figuccio

View on SEC IAPD

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