Cody L Rose

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-08-11
KY	RA	APPROVED	2021-06-22
TX	RA	APPROVED	2020-03-18
OH	RA	APPROVED	2019-10-04

CA RA
APPROVED

Since 2021-08-11
KY RA
APPROVED

Since 2021-06-22
TX RA
APPROVED

Since 2020-03-18
OH RA
APPROVED

Since 2019-10-04

Branch Locations

1111 Prospect Street, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	La Jolla	CA	10/2018	Present
Ubs	Cincinnati	OH	03/2017	10/2018
Northern Kentucky University	Highland Heights	KY	08/2014	12/2017
Morgan Stanley Private Bank, N.A	New York	NY	08/2025	Present

10/2018 → Present

Morgan Stanley

La Jolla, CA
03/2017 → 10/2018

Ubs

Cincinnati, OH
08/2014 → 12/2017

Northern Kentucky University

Highland Heights, KY
08/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Other Businesses

*502849 - CATHEDRAL CATHOLIC HIGH SCHOOL GIRLS VOLLEYBALL TEAM; Investment related No; SAN DIEGO, California; Recreation; GIRLS VOLLEYBALL VARSITY ASSISTANT COACH (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0; After business hours: 5; COACH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-14

S66 Uniform Combined State Law Examination

2020-01-14

Other Names

Cody Rose

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Names

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