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Alexa Marie Serratos

Charles Schwab & Co., Inc.

Las Vegas, NV

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-11-01
  • NV RA
    APPROVED
    Since 2021-11-01

Branch Locations

1120 North Town Center Suite #170, Las Vegas, NV 89144-6303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Ca, Riverside Riverside CA 09/2013 06/2017
Equitable Advisors Llc Los Angeles CA 07/2017 08/2020
Bank Of America Corporation/Merrill Lynch Chandler AZ 09/2020 03/2021
Charles Schwab & Co., Inc. Las Vegas NV 08/2021 Present
Charles Schwab Bank, Ssb Las Vegas NV 08/2021 Present
Unemployed Apple Valley CA 03/2021 07/2021
  • 09/2013 → 06/2017
    University Of Ca, Riverside
    Riverside, CA
  • 07/2017 → 08/2020
    Equitable Advisors Llc
    Los Angeles, CA
  • 09/2020 → 03/2021
    Bank Of America Corporation/Merrill Lynch
    Chandler, AZ
  • 08/2021 → Present
    Charles Schwab & Co., Inc.
    Las Vegas, NV
  • 08/2021 → Present
    Charles Schwab Bank, Ssb
    Las Vegas, NV
  • 03/2021 → 07/2021
    Unemployed
    Apple Valley, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-02
  • S66 Uniform Combined State Law Examination
    2017-10-02
Designations
Other Names
  • Alexa Serratos
  • Alexa Marie Serratos

View on SEC IAPD

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YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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