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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. White Plains NY 12/2016 11/2024
Carl Fischer / Theodore Presser New York NY 08/1982 09/2017
Prudential Insurance Company Of America White Plains NY 05/2017 Present
Lpl Enterprise, Llc White Plains NY 11/2024 Present
  • 12/2016 → 11/2024
    White Plains, NY
  • 08/1982 → 09/2017
    Carl Fischer / Theodore Presser
    New York, NY
  • 05/2017 → Present
    Prudential Insurance Company Of America
    White Plains, NY
  • 11/2024 → Present
    White Plains, NY
Previous Registrations
Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-04-22
  • S63 Uniform Securities Agent State Law Examination
    2017-04-22

View on SEC IAPD

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