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Thomas Wayne Seago

Sonnet, LLC

Spring, TX

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Current Employers
Sonnet, Llc

18935 I-45 North, Spring, TX 77388 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-10
  • TX RA
    APPROVED
    Since 2018-01-10

Branch Locations

18935 I-45 North, Spring, TX 77388 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Revo Financial Frisco TX 02/2015 Present
Sonnet, Llc Spring TX 02/2017 Present
Sonnet, Llc Spring TX 05/2016 Present
  • 02/2015 → Present
    Revo Financial
    Frisco, TX
  • 02/2017 → Present
    Sonnet, Llc
    Spring, TX
  • 05/2016 → Present
    Sonnet, Llc
    Spring, TX
Previous Registrations
  • 2017-02-18 → 2017-12-31
    Sonnet, Llc
    Frisco, TX
    Spring, TX
Other Businesses

02/2015- REVO FINANCIAL; FRISCO, TX; CONSULTANT; INVESTMENT RELATED; TRADING ASSISTANT, PROPOSAL & PERFORMANCE REPORT GENERATION; 20 HOURS PER MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-03
  • S65 Uniform Investment Adviser Law Examination
    2015-03-03
Other Names
  • Tom Seago

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SPRING, TX
J.P. MORGAN SECURITIES LLC · KLEIN, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Spring, TX
OSAIC WEALTH, INC. · SPRING, TX
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LPL FINANCIAL LLC · SPRING, TX
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