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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-24
TX RA APPROVED_RES 2025-01-24
  • CA RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED_RES
    Since 2025-01-24

Branch Locations

Garden Grove, CA • United States

17400 Laguna Canyon Road Suite 125, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors, Inc Irvine CA 02/2017 01/2025
Hooper Trading Cards/Edelweiss Sports Cards Lakewood CA 06/2015 Present
Osaic Wealth, Inc. Irvine CA 01/2025 Present
  • 02/2017 → 01/2025
    Lincoln Financial Advisors, Inc
    Irvine, CA
  • 06/2015 → Present
    Hooper Trading Cards/Edelweiss Sports Cards
    Lakewood, CA
  • 01/2025 → Present
    Irvine, CA
Previous Registrations
  • 2018-08-23 → 2025-01-24
    Osaic Fa, Inc.
    Irvine, CA
    Irvine, CA
Other Businesses

1) EDELWEISS SPORTS CARDS 5833 YEARLING STREET LAKEWOOD, CA 90713 CATEGORY: SERVICE INVESTMENT-RELATED: NO TITLE: OWNER DUTIES: BUY/SELL SPORTS CARDS. START DATE: 6/2015 HOURS PER MONTH: 40 HOURS PER MONTH DURING TRADING HOURS: 0. 2) SEAN HOOPER 17400 LAGUNA CANYON ROAD, SUITE 125 IRVINE, CA 92603 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFER AND SERVICE FIXED INSURANCE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES, ACCIDENT, HEALTH, DISABILITY, LONG-TERM CARE, AND TRADITIONAL INSURANCE. START DATE: 01/02/2020 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10. 3) SEAN HOOPER OSAIC FA POSITION: Agent NATURE: I intend to conduct non-variable insurance and non-variable annuity sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/06/2025 ADDRESS: 17400 Laguna Canyon Road Suite 125, Irvine CA 92618, United States DESCRIPTION: I intend to conduct non-variable insurance and non variable annuity sales. 4) MARGARET GRETCHEN A EHLERT HOOPER LIVING TRUST POSITION: Trustee, Exectuor, Beneficiary NATURE: I am then sole trustee, executor, and beneficiary of my mom's revocable living trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 155 Canyoncrest, Irvine CA 92603, United States DESCRIPTION: Nothing at this time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-21
  • S66 Uniform Combined State Law Examination
    2018-08-21

View on SEC IAPD

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