Best Investors Account Sign in

Cristian Santana

J.P. Morgan Securities LLC

Santa Ana, CA

Garden Grove, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-02
CA RA APPROVED 2017-07-24
  • TX RA
    APPROVED
    Since 2017-11-02
  • CA RA
    APPROVED
    Since 2017-07-24

Branch Locations

1300 N. Main Street, Santa Ana, CA 92701 • United States

12851 Harbor Blvd., Garden Grove, CA 92840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Tustin CA 03/2016 06/2017
Jpmorgan Securities Llc Santa Ana CA 06/2017 09/2020
J.P. Morgan Securities, Llc Garden Grove CA 09/2020 Present
  • 03/2016 → 06/2017
    Bank Of America
    Tustin, CA
  • 06/2017 → 09/2020
    Jpmorgan Securities Llc
    Santa Ana, CA
  • 09/2020 → Present
    J.P. Morgan Securities, Llc
    Garden Grove, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-12
  • S66 Uniform Combined State Law Examination
    2015-11-12

View on SEC IAPD

Other Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
VALMARK ADVISERS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
OSAIC WEALTH, INC.
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
CENTAURUS FINANCIAL, INC.

Other Investors

KEITH TOWNSEND
NICHOLAS ADELIZI
CRAIG EDWARD TUTHILL
DAVID BRIAN LOFTUS
MARK HERRING
RYAN PATRICK HAWKINS
JON MATTHEW LEEDOM
PAUL ROBERT HAMMERSMITH

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA ANA, CA
VALMARK ADVISERS, INC. · Santa Ana, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA ANA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · TUSTIN, CA
OSAIC WEALTH, INC. · Tustin, CA
EDWARD JONES · TUSTIN, CA
CETERA INVESTMENT ADVISERS LLC · SANTA ANA, CA
CENTAURUS FINANCIAL, INC. · Santa Ana, CA

More in Santa Ana, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor