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One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2022-05-19 |
| NV | RA | APPROVED | 2022-05-13 |
| AZ | RA | APPROVED | 2022-05-09 |
| CA | RA | APPROVED | 2019-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Joe Nguyen Insurance Agency | Garden Grove | CA | 01/2006 | Present |
| State Farm Vp Management Corp. | Garden Grove | CA | 09/2003 | Present |
| Joe Nguyen Insurance Agency | La Palma | CA | 02/2015 | Present |
| State Farm Vp Management Corp | La Palma | CA | 02/2015 | Present |
| State Farm Investment Management Corp | Garden Grove | CA | 08/2018 | Present |
1) AHA SEMINARS INC.; NOT-INVESTMENT-RELATED; 13041 EUCLID STREET, GARDEN GROVE, CA 92843; OTHER; PRESIDENT/OFFICER; 11/2007; 4-HOURS PER MONTH DEVOTED; 4-DURING TRADING HOURS; NON-PROFIT ORGANIZATION FOR AGENTS TO MEET WITH OTHER AGENTS (AGENTS HELPING AGENTS) 2) Joe T Nguyen Insurance Agency; Investment-related;13041 Euclid St Garden Grove, CA 92843-1333; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;09/01/2003; 80; 80; Service customers and supervise employees
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-11 |
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