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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2022-05-19
NV RA APPROVED 2022-05-13
AZ RA APPROVED 2022-05-09
CA RA APPROVED 2019-05-07
  • OR RA
    APPROVED
    Since 2022-05-19
  • NV RA
    APPROVED
    Since 2022-05-13
  • AZ RA
    APPROVED
    Since 2022-05-09
  • CA RA
    APPROVED
    Since 2019-05-07

Branch Locations

13041 Euclid St, Garden Grove, CA 92843 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joe Nguyen Insurance Agency Garden Grove CA 01/2006 Present
State Farm Vp Management Corp. Garden Grove CA 09/2003 Present
Joe Nguyen Insurance Agency La Palma CA 02/2015 Present
State Farm Vp Management Corp La Palma CA 02/2015 Present
State Farm Investment Management Corp Garden Grove CA 08/2018 Present
  • 01/2006 → Present
    Joe Nguyen Insurance Agency
    Garden Grove, CA
  • 09/2003 → Present
    State Farm Vp Management Corp.
    Garden Grove, CA
  • 02/2015 → Present
    Joe Nguyen Insurance Agency
    La Palma, CA
  • 02/2015 → Present
    State Farm Vp Management Corp
    La Palma, CA
  • 08/2018 → Present
    Garden Grove, CA
Other Businesses

1) AHA SEMINARS INC.; NOT-INVESTMENT-RELATED; 13041 EUCLID STREET, GARDEN GROVE, CA 92843; OTHER; PRESIDENT/OFFICER; 11/2007; 4-HOURS PER MONTH DEVOTED; 4-DURING TRADING HOURS; NON-PROFIT ORGANIZATION FOR AGENTS TO MEET WITH OTHER AGENTS (AGENTS HELPING AGENTS) 2) Joe T Nguyen Insurance Agency; Investment-related;13041 Euclid St Garden Grove, CA 92843-1333; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;09/01/2003; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-07
S63 Uniform Securities Agent State Law Examination 2003-03-11
  • S65 Uniform Investment Adviser Law Examination
    2019-05-07
  • S63 Uniform Securities Agent State Law Examination
    2003-03-11
Other Names
  • Joe Nguyen

View on SEC IAPD

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