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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-25 |
Branch Locations
13008 Harbor Blvd, Garden Grove, CA 92843 • United States
15432 Newport Avenue, Tustin, CA 92780 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westland Financial Services Inc. | Sand Diego | CA | 10/2003 | 03/2020 |
| The Leaders Group Inc | Littleton | CO | 09/2013 | 03/2019 |
| Cuna Mutual Group | Waverly | IA | 04/2020 | Present |
| Schoolsfirst Fcu | Tustin | CA | 04/2020 | Present |
| Lpl Financial Llc | Tustin | CA | 05/2022 | Present |
1)05/18/2022 - SchoolsFirst Investment Services- Investment Related - At Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 2)05/18/2022 - SchoolsFirst Federal Credit Union-Investment Related - At Reported Business Location(s)- Financial Institution Duty- Life and LTC Insurance Specialist- Start Date- 4/6/2020- 160Hours Per Month/160Hours During Securities Trading 3)05/18/2022 - No Business Name - Investment Related - Irvine, CA 92604 - Real Estate Rental - co-owner - Start Date - 6/2013 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-29 |
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