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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-26 |
| CA | RA | APPROVED | 2022-12-22 |
Branch Locations
12755 Chelsea Circle,, Garden Grove, CA 92840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Lake Success | NY | 03/2024 | Present |
| New York Life | Sleepy Hollow | NY | 04/2016 | 04/2018 |
| New York Life Distributors | Huntington Beach | CA | 04/2018 | 03/2024 |
| New York Life Insurance Company | Irvine | CA | 03/2024 | Present |
| Skylight Financial & Insurance Solutions | Irvine | CA | 05/2024 | Present |
| Eagle Strategies Llc | Irvine | CA | 06/2024 | Present |
| Capital Edge Insurance & Financial Services, Inc. | Irvine | CA | 09/2024 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products. 18371 Patterson Lane #2 Huntington Beach CA 92646; start 03/2024; owner; 40 hours per month, 40 hours during securities trading hours; insurance related] [Nail Me Right Nail Salon Inc.; Nail Salon; 534 9th Ave New York, NY 10018; Start Date 01/2024; Role/Title: Owner; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Partial Owner involved in managing back office inventory and marketing] [OPERATING UNDER THE DBA NAME OF Au Dela Financial & Insurance Solutions LLC D/B/A Skylight Financial & Insurance Solutions FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; IRVINE CA; START DATE: 05/2024] [OPERATING UNDER THE DBA NAME OF Capital Edge Insurance & Financial Services, Inc. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; IRVINE CA; START DATE: 09/2024]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-14 |
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