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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-26
CA RA APPROVED 2022-12-22
  • TX RA
    APPROVED
    Since 2024-06-26
  • CA RA
    APPROVED
    Since 2022-12-22

Branch Locations

12755 Chelsea Circle,, Garden Grove, CA 92840 • United States

2020 Main St 10Th Floor, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Lake Success NY 03/2024 Present
New York Life Sleepy Hollow NY 04/2016 04/2018
New York Life Distributors Huntington Beach CA 04/2018 03/2024
New York Life Insurance Company Irvine CA 03/2024 Present
Skylight Financial & Insurance Solutions Irvine CA 05/2024 Present
Eagle Strategies Llc Irvine CA 06/2024 Present
Capital Edge Insurance & Financial Services, Inc. Irvine CA 09/2024 Present
  • 03/2024 → Present
    Nylife Securities Llc
    Lake Success, NY
  • 04/2016 → 04/2018
    New York Life
    Sleepy Hollow, NY
  • 04/2018 → 03/2024
    New York Life Distributors
    Huntington Beach, CA
  • 03/2024 → Present
    New York Life Insurance Company
    Irvine, CA
  • 05/2024 → Present
    Skylight Financial & Insurance Solutions
    Irvine, CA
  • 06/2024 → Present
    Irvine, CA
  • 09/2024 → Present
    Capital Edge Insurance & Financial Services, Inc.
    Irvine, CA
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products. 18371 Patterson Lane #2 Huntington Beach CA 92646; start 03/2024; owner; 40 hours per month, 40 hours during securities trading hours; insurance related] [Nail Me Right Nail Salon Inc.; Nail Salon; 534 9th Ave New York, NY 10018; Start Date 01/2024; Role/Title: Owner; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Partial Owner involved in managing back office inventory and marketing] [OPERATING UNDER THE DBA NAME OF Au Dela Financial & Insurance Solutions LLC D/B/A Skylight Financial & Insurance Solutions FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; IRVINE CA; START DATE: 05/2024] [OPERATING UNDER THE DBA NAME OF Capital Edge Insurance & Financial Services, Inc. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; IRVINE CA; START DATE: 09/2024]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-21
S63 Uniform Securities Agent State Law Examination 2018-02-14
  • S65 Uniform Investment Adviser Law Examination
    2022-12-21
  • S63 Uniform Securities Agent State Law Examination
    2018-02-14
Other Names
  • Michael J Moises
  • Michael Justin Moises

View on SEC IAPD

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