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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-06 |
| CA | RA | APPROVED | 2019-02-04 |
Branch Locations
11022 Acacia Pkwy. Ste. E, Garden Grove, CA 92840 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Independent Securities Group, Llc | Eagle | ID | 09/2012 | 02/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2019 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2019 | Present |
1. PEREGRINE INSURANCE, 12865 MAIN STREET STE 106, GARDEN GROVE, CA, 06/1986. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-5/EK-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 02/04/19. 3. PEREGRINE PLANNING INC, 12865 MAIN ST STE 106, GARDEN GROVE, CA, 06/2006. OWNER, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-10/WK-0/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-07 |
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