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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-09 |
| CA | RA | APPROVED | 2024-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 03/2020 | Present |
| Coastlink Furniture | Garden Grove | CA | 01/2014 | 02/2020 |
| Uc Irvine | Irvine | CA | 09/2018 | 06/2020 |
| Bank Of America, N.A. | Santa Ana | CA | 11/2024 | Present |
I*1242286, Entity Type Entity For Profit, Name of the other business Saigon Pho, Business is not investment-related Address: Houston TX 77072 Nature: Restaurant Position: Co-Founder Start date: 01/03/2023 Numbers of hours devoting: 0 Number of hours you devote to the other business during securities trading hours: 0 Duty: Family restaurant in Houston, Texas. I have percentages of the company but don't work or getting paid by the company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-23 |
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