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Sirorat Lertsangpetch

Transamerica Financial Advisors, LLC

Pasadena, CA

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2020-02-28
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2020-02-28

Branch Locations

680 E Colorado Blvd Ste 2100, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Pasadena CA 01/2017 Present
World Financial Group, Inc. Pasadena CA 12/2013 Present
Summer Buffalo Los Angeles CA 04/2015 06/2018
Swipetec Encino CA 08/2016 01/2023
Vegan Glory Los Angeles CA 01/2011 11/2016
  • 01/2017 → Present
    Transamerica Financial Advisors, Inc
    Pasadena, CA
  • 12/2013 → Present
    World Financial Group, Inc.
    Pasadena, CA
  • 04/2015 → 06/2018
    Summer Buffalo
    Los Angeles, CA
  • 08/2016 → 01/2023
    Swipetec
    Encino, CA
  • 01/2011 → 11/2016
    Vegan Glory
    Los Angeles, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-16
S63 Uniform Securities Agent State Law Examination 2017-05-04
  • S65 Uniform Investment Adviser Law Examination
    2017-05-16
  • S63 Uniform Securities Agent State Law Examination
    2017-05-04

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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