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Bo Qiao

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-15
NV RA APPROVED 2020-02-11
  • TX RA
    APPROVED
    Since 2020-04-15
  • NV RA
    APPROVED
    Since 2020-02-11

Branch Locations

6900 Westcliff Dr, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Las Vegas NV 03/2013 11/2019
Wells Fargo Clearing Services, Llc Las Vegas NV 01/2017 11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 11/2019 Present
Bank Of America, N.A. Las Vegas NV 11/2019 Present
  • 03/2013 → 11/2019
    Wells Fargo Bank, Na
    Las Vegas, NV
  • 01/2017 → 11/2019
    Wells Fargo Clearing Services, Llc
    Las Vegas, NV
  • 11/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Las Vegas, NV
  • 11/2019 → Present
    Bank Of America, N.A.
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-29
S63 Uniform Securities Agent State Law Examination 2017-04-06
  • S66 Uniform Combined State Law Examination
    2020-01-29
  • S63 Uniform Securities Agent State Law Examination
    2017-04-06

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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