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Adam Leon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
NV RA APPROVED 2021-09-13
CA RA APPROVED 2019-12-06
  • TX RA
    APPROVED
    Since 2021-10-06
  • NV RA
    APPROVED
    Since 2021-09-13
  • CA RA
    APPROVED
    Since 2019-12-06

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Francisco CA 12/2016 08/2019
Jp Morgan Chase Bank San Francisco CA 12/2016 10/2017
Bank Of America Antioch CA 12/2014 12/2016
Jpmorgan Chase Bank, Na Discovery Bay CA 10/2017 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 08/2019 Present
Bank Of America, N.A. San Francisco CA 12/2019 Present
  • 12/2016 → 08/2019
    Jp Morgan Securities Llc
    San Francisco, CA
  • 12/2016 → 10/2017
    Jp Morgan Chase Bank
    San Francisco, CA
  • 12/2014 → 12/2016
    Bank Of America
    Antioch, CA
  • 10/2017 → 08/2019
    Jpmorgan Chase Bank, Na
    Discovery Bay, CA
  • 08/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, CA
  • 12/2019 → Present
    Bank Of America, N.A.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-04
S63 Uniform Securities Agent State Law Examination 2017-04-13
  • S66 Uniform Combined State Law Examination
    2019-12-04
  • S63 Uniform Securities Agent State Law Examination
    2017-04-13
Other Names
  • Adam Leon
  • Adam Jay Leon

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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