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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yadkin Bank | Raleigh | NC | 09/2003 | 03/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2017 | Present |
| Northwestern Mutual Investment Services Llc | Raleigh | NC | 04/2017 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2017 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-16 |
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