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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-18 |
| TX | RA | APPROVED | 2023-10-18 |
Branch Locations
603 Carthage Street, Suite 210, Sanford, NC 27330 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Sanford | NC | 10/2015 | 10/2017 |
| Raymond James Financial Services, Inc. | Sanford | NC | 10/2017 | 10/2023 |
| Raymond James Financial Services Advisors, Inc. | Sanford | NC | 05/2021 | 10/2023 |
| Gigi's Creations Catering | Sanford | NC | 04/2022 | Present |
| The Normann Financial Group Llc | Sanford | NC | 10/2017 | 10/2023 |
| Capfinancial Securities Llc | Raleigh | NC | 10/2023 | Present |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 10/2023 | Present |
(1)Name of Business: Gigi's Creations Catering Address: 143 Charlotte Avenue, Sanford, NC, 27330, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 04/02/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assisting with a friend's catering business by providing labor for food preparation and/or set up/serving at special occasion events such as weddings, baby showers, etc. during weekend hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-21 |
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