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Renee Davis Thomas

Captrust

Sanford, NC

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-18
TX RA APPROVED 2023-10-18
  • NC RA
    APPROVED
    Since 2023-10-18
  • TX RA
    APPROVED
    Since 2023-10-18

Branch Locations

603 Carthage Street, Suite 210, Sanford, NC 27330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Sanford NC 10/2015 10/2017
Raymond James Financial Services, Inc. Sanford NC 10/2017 10/2023
Raymond James Financial Services Advisors, Inc. Sanford NC 05/2021 10/2023
Gigi's Creations Catering Sanford NC 04/2022 Present
The Normann Financial Group Llc Sanford NC 10/2017 10/2023
Capfinancial Securities Llc Raleigh NC 10/2023 Present
Capfinancial Partners Llc (Captrust) Raleigh NC 10/2023 Present
  • 10/2015 → 10/2017
    Wells Fargo Advisors Financial Network, Llc
    Sanford, NC
  • 10/2017 → 10/2023
    Raymond James Financial Services, Inc.
    Sanford, NC
  • 05/2021 → 10/2023
    Sanford, NC
  • 04/2022 → Present
    Gigi's Creations Catering
    Sanford, NC
  • 10/2017 → 10/2023
    The Normann Financial Group Llc
    Sanford, NC
  • 10/2023 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 10/2023 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
Other Businesses

(1)Name of Business: Gigi's Creations Catering Address: 143 Charlotte Avenue, Sanford, NC, 27330, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 04/02/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assisting with a friend's catering business by providing labor for food preparation and/or set up/serving at special occasion events such as weddings, baby showers, etc. during weekend hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-18
S63 Uniform Securities Agent State Law Examination 2017-02-21
  • S66 Uniform Combined State Law Examination
    2021-02-18
  • S63 Uniform Securities Agent State Law Examination
    2017-02-21
Other Names
  • Lori Renee Davis
  • Renee Thomas

View on SEC IAPD

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