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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-08 |
| TX | RA | APPROVED | 2023-11-06 |
Branch Locations
603 Carthage Street, Suite 210, Sanford, NC 27330 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Sanford | NC | 10/2015 | 10/2017 |
| Raymond James Financial Services, Inc. | Sanford | NC | 10/2017 | 10/2023 |
| Raymond James Financial Services Advisors Inc. | Sanford | NC | 10/2017 | 10/2023 |
| Advisors Financial Group | Sanford | NC | 10/2017 | 10/2023 |
| The Normann Financial Group Llc | Sanford | NC | 10/2017 | 10/2023 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 10/2023 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-02 |
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