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Ian Hunter Vernon

Captrust

Sanford, NC

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-06
TX RA APPROVED 2023-11-06
  • NC RA
    APPROVED
    Since 2023-11-06
  • TX RA
    APPROVED
    Since 2023-11-06

Branch Locations

603 Carthage Street, Suite 210, Sanford, NC 27330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Captrust Financial Advisors Raleigh NC 08/2012 03/2020
Raymond James Financial Services, Inc. Sanford NC 04/2020 10/2023
Raymond James Financial Services Advisors, Inc. Sandford NC 04/2020 10/2023
Normann Financial Group Sanford NC 04/2020 10/2023
Capfinancial Partners Llc (Captrust) Raleigh NC 10/2023 Present
Capfinancial Securities Llc Raleigh NC 10/2023 Present
  • 08/2012 → 03/2020
    Captrust Financial Advisors
    Raleigh, NC
  • 04/2020 → 10/2023
    Raymond James Financial Services, Inc.
    Sanford, NC
  • 04/2020 → 10/2023
    Raymond James Financial Services Advisors, Inc.
    Sandford, NC
  • 04/2020 → 10/2023
    Normann Financial Group
    Sanford, NC
  • 10/2023 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 10/2023 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-07
  • S66 Uniform Combined State Law Examination
    2018-11-07

View on SEC IAPD

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Other Investors

THOMAS M ROSSER
Eric Thomas Vernon
CHARLES MURPHY PADERICK
Renee Davis Thomas
MILLER D ROBINS
WILLIAM KELLER NORMANN
Lisa Morris Pace
Bobby M Pulgarin

Other Offices

PARK AVENUE SECURITIES LLC · SANFORD, NC
EDWARD JONES · SANFORD, NC
WELLS FARGO CLEARING SERVICES, LLC · SANFORD, NC
TRUIST ADVISORY SERVICES, INC. · SANFORD, NC
EDWARD JONES · Sanford, NC
DAVENPORT & COMPANY LLC · SANFORD, NC
EDWARD JONES · SANFORD, NC
EDWARD JONES · SANFORD, NC

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