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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-31 |
| TX | RA | APPROVED | 2026-03-31 |
Branch Locations
119 N Horner Blvd, Sanford, NC 27330 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fayetteville | NC | 10/2022 | 03/2026 |
| Pnc Bank | Fayetteville | NC | 02/2020 | 10/2022 |
| Lidl Grocery | Fayetteville | NC | 09/2019 | 02/2020 |
| Dicks Sporting Goods | Fayetteville | NC | 10/2017 | 09/2019 |
| Bp Cycleworks | Cameron | NC | 02/2016 | 07/2017 |
| Central Carolina Community College | Sanford | NC | 07/2014 | 05/2022 |
| Bank Of America N.A. | Fayetteville | NC | 01/2023 | 03/2026 |
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 03/2026 | Present |
I*1747279 Entity Type: Charitable Name of OBA: Habitat for Humanity of the NC Sandhills Address: Aberdeen, NC Investment Related: No Position, Title, Association: Committee Start Date:03/20/2024 No Hours: 4 Monthly No Hours during trading:2 Duties: Purpose of Entity: To help provide affordable housing to people in our community. Providing new built construction homes, education and more to people in need. Home Buyer Services Committee: Habitat home owners purchase homes from habitat at a very discounted price with zero interest financing provided by the habitats local bank partners. This committee conducts interviews, home visits and reviews Credit of those in need applying to join and purchase a home from Habitat for Humanity I*: 2466299 Entity Type: Co-Op, Freehold, HOA Name of OBA: Carolina Lakes POA Address: Sanford, NC 27332 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 06/10/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 0 Duties: Security Committee Member- Reviewing security issues in the community and reviewing complaints to see if they are founded. At that time we send to another committee where they assign the fee for code violation. I*: 2925266 Entity Type: Charitable Name of OBA: Lee Christian PTA (F3-Faith, Family, Falcons) Address: Sanford, NC 27330 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 9/30/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 1 hr mthly Duties: Help plan events and supervise student led events. To Further the growth of activities for Lee Christian School. Also to grow parent relationship with teachers and staff. MOORE COUNTY CHAMBER OF COMMERCE ; NOT INV RELATED;SOUTHERN PINES,NC; MYP CHAIR ; START DATE: 04/22/2026; 4 HRS PER MONTH; 4 HRS DURING TRADING; MOORE COUNTY CHAMBER OF COMMERCE ; NOT INV RELATED;SOUTHERN PINES,NC; MYP CHAIR ; START DATE: 04/22/2026; 4 HRS PER MONTH; 4 HRS DURING TRADING; MOORE COUNTY CHAMBER OF COMMERCE ; NOT INV RELATED;PINES,NC; COMMITTEE MEMBER ; START DATE: 04/22/2026; 4 HRS PER MONTH; 4 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-22 |
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