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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-24 |
| OH | RA | APPROVED | 2024-01-04 |
| VA | RA | APPROVED | 2023-07-11 |
| TX | RA | APPROVED | 2022-06-17 |
| FL | RA | APPROVED | 2020-06-26 |
| NC | RA | APPROVED | 2006-06-27 |
Branch Locations
503 Carthage Street Suite 205, Sanford, NC 27330 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Company | Sanford | NC | 04/2000 | Present |
| Park Avenue Securities | Sanford | NC | 04/2000 | Present |
1. Church Finance Committee - Broadway Baptist Church, We meet once per year to discuss and prepare a budget for the church for the coming year, Start: 09/01/2006, Address: 105 E. Harrington Ave. Broadway, NC 27505, 1 non bus hr per month, Not investment related, No Annual Compensation, 2. Rosser Financial Group, LLC DBA: Consolidated Planning of Sanford, I sell individual life, disability, long term care, fixed annuities and medicare supplements with other companies when Guardian is not a fit. Start: 02/01/2007, Address: 503 Carthage St. Suite 205 Sanford, NC 27330, 3 total hours per month, Investment related, Less than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-04 |
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