William Keller Normann

Current Employers

Employment History

• 10/2015 → 10/2017
  Wells Fargo Advisors Financial Network, Llc
  Sanford, NC
• 10/2017 → 10/2023
  Raymond James Financial Services, Inc.
  Sanford, NC
• 10/2017 → 10/2023
  Raymond James Financial Services Advisors Inc.
  Sanford, NC
• 10/2017 → 12/2021
  Advisors Financial Group
  Sanford, NC
• 10/2017 → 10/2023
  The Normann Financial Group, Llc
  Sanford, NC
• 08/2017 → 10/2023
  Normann Properties, Llc
  Sanford, NC
• 10/2023 → Present
  Capfinancial Securities Llc
  Raleigh, NC
• 10/2023 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC

Previous Registrations

• 2017-10-18 → 2023-10-31
  Raymond James Financial Services Advisors, Inc
  Sanford, NC
  Sanford, NC
• 2015-10-16 → 2017-10-25
  Wells Fargo Advisors Financial Network, Llc
  Sanford, NC
• 2002-06-19 → 2015-10-16
  Wells Fargo Clearing Services, Llc
  Sanford, NC
• 2001-12-28 → 2002-06-20
  Wachovia Securities, Inc.
  Sanford, NC

Other Businesses

(1) Brookwood Partners LLC , 1228 Radcliff Dr, Sanford, NC, 27330, Rental Real Estate P/T: Owner/Proprietor I/R: Yes , 01/01/2004 HPM: 0-1 HPM trad hrs: 0-1 DOD: ownership in golf cottage (2) JoJo Legacy LLC , 1661 Windmill Dr, Sanford, NC, 27330, Business Owner P/T: Owner/Proprietor I/R: Yes , 12/12/2022 HPM: 0-1 HPM trad hrs: 0-1 DOD: managing agent (3) Keller Family Partnership LLC , 603 Carthage Street, Suite 210, Sanford, NC 27330, Business Owner P/T: Partner I/R: Yes , 07/22/2018 HPM: 0-1 HPM trad hrs: 0-1 DOD: passive investor, Registered Agent (4) Keller Nursing Home "Oak Haven" , 1801 Wicker St, Sanford, NC, 27330, Business Owner P/T: Partner I/R: No , 07/22/2018 HPM: 0-1 HPM trad hrs: 0-1 DOD: passive investor only \nowning 6.66% from grandfather's estate (5) Normann Family LLC , 1801 Wicker St, Sanford, NC, 27330, Business Owner P/T: Partner I/R: No , 01/18/2008 HPM: 0-1 HPM trad hrs: 0-1 DOD: 33.33% owner\npassive investor (6) Normann Investments, LLC, Address: private residence, Not Investment Related, Nature: Rental Real Estate, Position/Title: Managing Member, President, Shareholder/Investor, Start: 01/01/1997, Hours/Month: 1, Hours during Market Hours: 0, Duties: LLC to invest in real estate (7) Normann Properties, LLC , 1661 Windmill Drive, Sanford, NC, 27330, Real Estate Brokerage/ Agent or Development P/T: Other I/R: Yes , 08/01/2017 HPM: 0-1 HPM trad hrs: 0-1 DOD: managing agent/pay bills (8) Parkview In Home Aid , 1801 Wicker St, Sanford, NC, 27330, Business Owner P/T: Partner I/R: No , 07/22/2018 HPM: 0-1 HPM trad hrs: 0-1 DOD: 8.325% ownership\nreceived when grandfather passed (9) Parkview Retirement Center , 1801 Wicker St, Sanford, NC, 27330, Business Owner P/T: Partner I/R: No , 07/22/2018 HPM: 0-1 HPM trad hrs: 0-1 DOD: own 6.66% of Parkview Retirement Center which was left to family members after grandfather, Oscar Keller Sr., passed away (10) Pirate Booty, LLC, Address: 409 Lake Boone Trail, Raleigh NC 27618, Investment Related, Nature: LLC to make personal investments, Position/Title: General Partner and Managing Member, Start: 07/15/2019, Hours/Month: 1 Hours during Market Hours: 0, Duties: LLC to invest in private investments (11) The Dam Pond LLC, Address: private residence, Not Investment Related, Nature: LLC to hold real estate, Position/Title: Managing Member, Start: 10/27/2021, Hours/Month: 1, Hours during Market Hours: 0, Duties: LLC to invest in real estate (12) NFG Partners, LLC , 603 Carthage St Ste 210, Sanford, NC, 27330, Real estate & Investment co. - Owner: Other I/R: yes , 10/31/2023 HPM: 1 HPM trad hrs: 0 DOD: owner/manager Name: Shared Treasures LLC Investment-Related: No Address: 306 W Macintosh, Sanford, NC Nature: Holding company for private investments Position/Title: Start: 4/17/2024 Hours/Month: 0Hours (13) named successor trustee and executor on client accounts (Name W.S.) Not currently active (13) Name: Lee County Education Foundation, Not Investment-Related, Address: 131 Charlotte Ave, Sandford, NC Nature: Education Related Position/Title: Board Member Start: 7/27/2005 Hours/Month: 1 Hours during Market Hours:0 Duties: (14) Shared Treasures LLC, 306 W Macintosh, Sanford, NC, Holding company for private investments: Start 4/17/2024: 0 hours monthly (15) Name: Automatic Press LLC, Address: 5401 Six Forks Rd, Raleigh NC Nature: holds an investment in a private fund Position/Title: Start: 3/15/2021 Hours/Month: 0 Hours during Market Hours (16) Name: Automatic Press II LLC, Address: 409 Lake Boone Trail Raleigh, NC 27618 Nature: holds an investment in a private fund Position/Title: Start: 6/01/2025 Hours/Month: 0 Hours during Market Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-01-14
• S63 Uniform Securities Agent State Law Examination
  1985-06-20

Other Names

• Kel Normann
• W. Kel Normann
• William Keller Normann
• William Normann