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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-02 |
| CA | RA | APPROVED | 2022-05-09 |
Branch Locations
11922 Brookhurst Street, Garden Grove, CA 92840 • United States
910 S. Brookhurst Street, Anaheim, CA 92804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Huntington Beach | CA | 12/2016 | 05/2022 |
| Wells Fargo | Santa Ana | CA | 06/2014 | 11/2016 |
| Jp Morgan Securities Llc | Huntington Beach | CA | 12/2016 | 05/2022 |
| Jp Morgan Securities Llc | Garden Grove | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-10 |
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