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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-27
CT RA APPROVED 2022-02-16
  • TX RA
    APPROVED_RES
    Since 2023-02-27
  • CT RA
    APPROVED
    Since 2022-02-16

Branch Locations

90 Oxford Road, Oxford, CT 06478 • United States

New Haven, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2017 02/2022
Orange Hills Country Club Orange CT 02/2012 12/2016
Ameriprise Financial Services Llc Oxford CT 02/2022 Present
Previous Registrations
  • 2017-05-12 → 2022-02-17
    West Haven, CT
    St Louis, MO
    West Haven, CT
    New Haven, CT
    North Haven, CT
Other Businesses

Outside Employment; Nancy S Daoud & Associates LLC; Registered Staff - Client Service; ; 90 Oxford Road, , Oxford, CT, 6478; Investment-Related; 02/23/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-11
  • S66 Uniform Combined State Law Examination
    2017-03-11
Other Names
  • Robert Joseph Tosetti

View on SEC IAPD

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