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John E Nevins

Wells Fargo Clearing Services, LLC

Ansonia, CT

Purchase, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-16
  • TX RA
    APPROVED_RES
    Since 2019-07-16

Branch Locations

211 Main St 2Nd Fl, Ansonia, CT 06401 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ansonia CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ansonia CT 11/2016 10/2017
Wells Fargo Clearing Services, Llc Ansonia CA 10/2017 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-22
  • S63 Uniform Securities Agent State Law Examination
    1998-01-22

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
HERITAGE CAPITAL, LLC
MERCER GLOBAL ADVISORS INC.

Other Investors

ELIZABETH JANE BAKER
LUIS CABRAL
TRESSAN QUINN
JEFFREY ADELGLASS
EVAN JAY ADELGLASS
JUSTIN RUSSELL
DANIEL VELAZQUEZ
JONATHAN CHRISTOPHER FARENS

Other Offices

LPL FINANCIAL LLC · ANSONIA, CT
OSAIC INSTITUTIONS, INC. · ANSONIA, CT
LPL FINANCIAL LLC · ANSONIA, CT
LPL FINANCIAL LLC · ANSONIA, CT
WELLS FARGO CLEARING SERVICES, LLC · SHELTON, CT
CENTAURUS FINANCIAL, INC. · SHELTON, CT
WHARTON MIDMARKET INVESTMENT ADVISORS INC · WOODBRIDGE, CT
OSAIC INSTITUTIONS, INC. · Seymour, CT

More in Ansonia, CT

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