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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-09 |
| CT | RA | APPROVED | 2010-02-09 |
Branch Locations
211 Main St 2Nd Fl, Ansonia, CT 06401 • United States
2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ansonia | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ansonia | CT | 11/2016 | Present |
SEYMOUR CONGREGATIONAL CHURCH, NOT INV RELATED, SEYMOUR, CT, FINANCE COMMITTEE CHAIRPERSON, START 2/6/2024, 15 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, DIRECTING AND COMPILING THE BUDGET, OVERSEEING EXPENDITURES AND INCOME. MAKING RECOMMENDATIONS FOR FUNDING PROJECTS, DIRECTING AND COMPILING THE BUDGET AND OVERSEEING EXPENDITURES AND INCOME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-04 |
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