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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-23 |
| NY | RA | APPROVED | 2025-11-06 |
| CT | RA | APPROVED | 2025-08-23 |
Branch Locations
211 Main St 2Nd Fl, Ansonia, CT 06401 • United States
68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Fairfield | CT | 04/2013 | 10/2017 |
| Jpmorgan Chase Bank | Fairfield | CT | 10/2011 | 10/2017 |
| Keybank | Stamford | CT | 10/2017 | 02/2019 |
| Key Investment Services Llc | Poughkeepsie | NY | 12/2017 | 02/2019 |
| Hsbc Bank Usa, N.A. | Darien | CT | 02/2019 | 01/2020 |
| Hsbc Securities (Usa) Inc. | Darien | CT | 02/2019 | 01/2020 |
| Keybank | Shelton | CT | 02/2020 | 09/2021 |
| Key Investment Services Llc | Cohoes | NY | 03/2020 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Ansonia | CT | 04/2022 | Present |
| M & T Bank | Newtown | CT | 09/2021 | 03/2022 |
| Wells Fargo Bank N.A. | Darien | CT | 04/2022 | 07/2023 |
Cabral LLC; not investment-related; 100 Tanglewood Road, Stratford, CT 06614; real estate rental; position: manager; start date: 2/3/20; 4 hours per month; 0 hours during securities trading hours.| TITANIUM DOOR, LLC; INV RELATED; STRATFORD, CT; 100% OWNERSHIP WITH SPOUSE; START DATE 01/31/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING | BROMAGOAT LLC; INV RELATED; STRATFORD, CT; LLC USED TO HOLD ASSETS; 50% OWNER; START DATE 10/15/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-23 |
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