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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-03-08 |
| CO | RA | APPROVED | 2017-03-07 |
| IL | RA | APPROVED | 2017-03-07 |
| HI | RA | APPROVED | 2017-03-06 |
| TX | RA | APPROVED_RES | 2013-09-23 |
| CT | RA | APPROVED | 2010-06-10 |
Branch Locations
90 Oxford Road, Oxford, CT 06478 • United States
Southbury, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Oxford | CT | 05/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Oxford | CT | 03/2020 | Present |
Outside Employment; Nancy S Daoud & Associates; Financial Advisor - I'm an AFA affiliated with Ameriprise; ; 90 Oxford Road Oxford CT 06478, ,; Investment-Related; 05/10/2010; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-31 |
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