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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-07 |
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2020-06-18 |
Branch Locations
90 Oxford Road, Oxford, CT 06478 • United States
440 Mamaroneck Ave Ste 401, Harrison, NY 10528-2418 • United States
Stamford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities, Llc | Riverside | CT | 04/2015 | 06/2020 |
| Ameriprise Financial Services, Llc | Oxford | CT | 06/2020 | Present |
Real Estate Ownership; Condo; 5 W Broad Street, Unit 20, Pawkatuck, CT, 06378; Investment-Related; 06/01/2025. Outside Employment; Nancy S Daoud & Associates, LLC; Paraplanner - Paraplanning; ; 90 Oxford Rd, , Oxford, CT, 6478; Investment-Related; 06/17/2020; 60 hours per month; 60 during trading hours. Other Business Activities; Education Chair for the LPGA Amateur Westchester Chapter; I will be setting up and running education clinics for members of the LPGA Amateur Westchester Chapter to learn or play better Golf.; 100 International Golf Drive, , Daytona Beach, FL, 32124; Not Investment-Related; 11/01/2024; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-09 |
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