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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2011-06-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ansonia | CT | 06/2011 | Present |
1. 06/02/2011: REAL ESTATE RENTAL - RENTAL PROPERTY LOCATED AT 128 PECK AVE. NEW HAVEN, CT 06516. - 10% OF TIME. 2. 6/5/2014: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - VELAZQUEZ ASSOCIATES, LLC - 5 HOURS PER MONTH - NEW HAVEN, CT. - Start date: 06/04/2014 3. 12/9/2015: LTCi Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 12/15/2015 - 0 Hours Per Month - Traditional LTC insurance products. 4. 2/10/2016: No Business Name - Investment Related - West Haven, CT - Real Estate Rental - Started 03/12/15 - 5 Hours Per Month/0 Hours During Securities Trading - Rental apartment. 5. 08/25/2025 - Real Estate Rental - Ansonia CT - Inv Rel - Start date: 09/01/2025 - 1hrs/mnth 0 hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-04 |
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