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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-02-28 |
Branch Locations
421 Benjamin Lane, Suite 101, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Argi Investment Services | Louisville | KY | 11/2016 | 05/2018 |
| Louisville Metro Government | Louisville | KY | 11/2014 | 11/2016 |
| Ameriprise Financial Services, Inc. | Louisville | KY | 09/2018 | 03/2020 |
| Stay At Home Mom | Louisville | KY | 05/2018 | 09/2018 |
| Lpl Financial Llc | Louisville | KY | 02/2024 | Present |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
1) 02/07/2024 - Somnio Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2)02/23/2024 - Somnio Wealth - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 02/07/2024 - Seven Counties - Outside/W-2 Employment - Provide community living support through Seven Counties - KY - Non investment related - 90 Hours per month - Start date: 01/04/2021.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-12-19 |
| S65 | Uniform Investment Adviser Law Examination | 2016-04-09 |
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