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Kyung Suk Choi

Wells Fargo Clearing Services, LLC

Pasadena, CA

Fullerton, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-05
  • CA RA
    APPROVED
    Since 2023-12-05

Branch Locations

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

1899 W Malvern Ave Ste 7C-1, Fullerton, CA 92833 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daewoo Securities Co. Ltd. Seoul 10/2006 10/2016
Mirae Asset Wealth Management Usa Inc Los Angeles CA 10/2016 01/2020
Cetera Investment Services Llc St Cloud MN 09/2020 12/2023
Cetera Investment Advisers Llc Los Angeles CA 09/2020 12/2023
Bank Of Hope Los Angeles CA 09/2020 12/2023
Mirae Asset Wealth Management Los Angeles CA 02/2020 06/2020
Unemployed Los Angeles CA 07/2020 08/2020
Wells Fargo Clearing Services, Llc Irvine CA 12/2023 Present
  • 10/2006 → 10/2016
    Daewoo Securities Co. Ltd.
    Seoul
  • 10/2016 → 01/2020
    Mirae Asset Wealth Management Usa Inc
    Los Angeles, CA
  • 09/2020 → 12/2023
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2020 → 12/2023
    Cetera Investment Advisers Llc
    Los Angeles, CA
  • 09/2020 → 12/2023
    Bank Of Hope
    Los Angeles, CA
  • 02/2020 → 06/2020
    Mirae Asset Wealth Management
    Los Angeles, CA
  • 07/2020 → 08/2020
    Unemployed
    Los Angeles, CA
  • 12/2023 → Present
    Wells Fargo Clearing Services, Llc
    Irvine, CA
Previous Registrations
  • 2020-09-10 → 2023-11-16
    Cetera Investment Advisers Llc
    Los Angeles, CA
  • 2017-03-14 → 2020-02-04
    Mirae Asset Wealth Management (Usa) Inc.
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-14
  • S66 Uniform Combined State Law Examination
    2017-03-14
Other Names
  • Alex Choi

View on SEC IAPD

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Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
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Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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