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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2017-07-28
TX RA APPROVED 2017-01-30
  • WY RA
    APPROVED
    Since 2017-07-28
  • TX RA
    APPROVED
    Since 2017-01-30

Branch Locations

200 South Center Street, Casper, WY 82601-2524 • United States

Casper, WY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Wyoming - Wtbc Casper WY 12/2012 09/2016
City National Bank Casper WY 01/2019 Present
Rbc Capital Markets, Llc Casper WY 10/2016 Present
  • 12/2012 → 09/2016
    University Of Wyoming - Wtbc
    Casper, WY
  • 01/2019 → Present
    City National Bank
    Casper, WY
  • 10/2016 → Present
    Casper, WY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-22
  • S66 Uniform Combined State Law Examination
    2016-12-22

View on SEC IAPD

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