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523 Chapala Street Suite 2, Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-17 |
Branch Locations
523 Chapala Street Suite 2, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Southfield | MI | 09/2016 | 02/2017 |
| J.P. Morgan Securities Llc | Chicago | IL | 03/2017 | 08/2022 |
| Michigan Financial Companies | Southfield | MI | 08/2016 | 02/2017 |
| Quasar Distributors, Llc | Dublin | OH | 08/2022 | 11/2024 |
| Strive Asset Management, Llc | Dallas | TX | 11/2023 | 09/2025 |
| Thryve Wealth Management Llc | Dallas | TX | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-14 |
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