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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-19 |
Branch Locations
462 S Marengo Ave, Pasadena, CA 91101 • United States
Torrance, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of California, Santa Barbara | Santa Barbara | CA | 09/2012 | 09/2016 |
| Lpl Financial Llc | El Segundo | CA | 09/2016 | 11/2020 |
| Ameriprise Financial Services, Llc | Pasadena | CA | 11/2020 | Present |
Board of Directors; North Torrance Youth Musician's Ensemble; Treasurer; PO Box 6191, , Torrance, CA, 90504; Not Investment-Related; 06/01/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; G G Photography & Digital Services LLC; Photographer - Act as a secondary photographer for weddings/parties or at a client's request.; ; 5409 Nicholas Street, , Bakersfield, CA, 93304; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours / JM Frederich Group Inc.; Registered Team Member - AFA; Manage advisory business; 462 S. Marengo Ave, , Pasadena, CA, 91101; Not Investment-Related; 11/16/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-24 |
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