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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-31
  • CA RA
    APPROVED
    Since 2026-08-31

Branch Locations

350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States

2444 Wilshire Blvd, Santa Monica, CA 90403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saturna Capital Bellingham WA 02/2025 07/2025
Unemployed Orange CA 09/2024 02/2025
Al Haj Ghaddar Trading Est. Abu Dhabi 06/2023 09/2024
Northern Trust Newport Beach CA 08/2022 06/2023
Unemployed Orange CA 04/2022 08/2022
Pepperdine University Los Angeles CA 04/2020 04/2022
Unemployed Los Angeles CA 01/2020 04/2022
New York Life Glendale CA 06/2019 01/2020
Unemployed Anaheim CA 12/2018 06/2019
California State University Fullerton CA 02/2015 12/2018
Wells Fargo Clearing Services, Llc Santa Monica CA 08/2026 Present
Wells Fargo Bank, Na Santa Monica CA 08/2026 Present
Tag Heuer Costa Mesa CA 06/2026 08/2026
Unemployed Orange CA 07/2025 06/2026
  • 02/2025 → 07/2025
    Saturna Capital
    Bellingham, WA
  • 09/2024 → 02/2025
    Unemployed
    Orange, CA
  • 06/2023 → 09/2024
    Al Haj Ghaddar Trading Est.
    Abu Dhabi
  • 08/2022 → 06/2023
    Northern Trust
    Newport Beach, CA
  • 04/2022 → 08/2022
    Unemployed
    Orange, CA
  • 04/2020 → 04/2022
    Pepperdine University
    Los Angeles, CA
  • 01/2020 → 04/2022
    Unemployed
    Los Angeles, CA
  • 06/2019 → 01/2020
    New York Life
    Glendale, CA
  • 12/2018 → 06/2019
    Unemployed
    Anaheim, CA
  • 02/2015 → 12/2018
    California State University
    Fullerton, CA
  • 08/2026 → Present
    Santa Monica, CA
  • 08/2026 → Present
    Wells Fargo Bank, Na
    Santa Monica, CA
  • 06/2026 → 08/2026
    Tag Heuer
    Costa Mesa, CA
  • 07/2025 → 06/2026
    Unemployed
    Orange, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-23
  • S66 Uniform Combined State Law Examination
    2025-06-23

View on SEC IAPD

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