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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-31 |
Branch Locations
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
2444 Wilshire Blvd, Santa Monica, CA 90403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saturna Capital | Bellingham | WA | 02/2025 | 07/2025 |
| Unemployed | Orange | CA | 09/2024 | 02/2025 |
| Al Haj Ghaddar Trading Est. | Abu Dhabi | 06/2023 | 09/2024 | |
| Northern Trust | Newport Beach | CA | 08/2022 | 06/2023 |
| Unemployed | Orange | CA | 04/2022 | 08/2022 |
| Pepperdine University | Los Angeles | CA | 04/2020 | 04/2022 |
| Unemployed | Los Angeles | CA | 01/2020 | 04/2022 |
| New York Life | Glendale | CA | 06/2019 | 01/2020 |
| Unemployed | Anaheim | CA | 12/2018 | 06/2019 |
| California State University | Fullerton | CA | 02/2015 | 12/2018 |
| Wells Fargo Clearing Services, Llc | Santa Monica | CA | 08/2026 | Present |
| Wells Fargo Bank, Na | Santa Monica | CA | 08/2026 | Present |
| Tag Heuer | Costa Mesa | CA | 06/2026 | 08/2026 |
| Unemployed | Orange | CA | 07/2025 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-23 |
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