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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-28
  • CA RA
    APPROVED
    Since 2026-07-28

Branch Locations

6 Hutton Centre Drive Ste 1280, Santa Ana, CA 92707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jmb Financial Managers Santa Ana CA 06/2023 Present
Riverside County Office Of Education Riverside CA 01/2016 01/2022
N/A Huntington Beach CA 01/2022 06/2023
Cetera Advisors Llc St Cloud MN 02/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2026 Present
  • 06/2023 → Present
    Jmb Financial Managers
    Santa Ana, CA
  • 01/2016 → 01/2022
    Riverside County Office Of Education
    Riverside, CA
  • 01/2022 → 06/2023
    N/A
    Huntington Beach, CA
  • 02/2026 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 07/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: JMB Financial Managers INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: financial services START DATE: 06/2023 POSITION/TITLE/RELATIONSHIP: admin assistant APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: Administrative and clerical work related to servicing client accounts and assisting the registered rep 2. NAME OF OTHER BUSINESS: SOWERS MUSIC PARENT ASSOCIATION INVESTMENT RELATED: no ADDRESS: 9300 INDIANAPOLIS AVE, Huntington bch, ca NATURE OF BUSINESS: music START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: president APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PRESIDES OVER BOARD MEETINGS, ACT AS PRIMARY LIASON BETWEEN THE BOARD, SCHOOL ADMINISTRATION, AND MUSIC DIRECTORS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-24
  • S66 Uniform Combined State Law Examination
    2026-07-24

View on SEC IAPD

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