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3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-16 |
Branch Locations
150 S Los Robles Ave Suite 750, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Investors | Irvine | CA | 03/2003 | 03/2017 |
| General American Distributors, Inc. | St. Louis | MO | 12/2004 | 03/2017 |
| Brighthouse Securities, Llc | San Diego | CA | 03/2017 | 01/2026 |
| Unemployed | La Canada Flintridge | CA | 01/2026 | 06/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/1998; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES, FINANCIAL PLANNING, WEALTH MANAGEMENT; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: LA CANADA FLINTRIDGE EDUCATIONAL FUND; INVESTMENT RELATED: NO; ADDRESS: 4490 CORNISHON AVE ROOM 211, LA CANADA FLINTRIDGE, CA 91011; NATURE OF BUSINESS: EDUCATIONAL FUND; START DATE: 08/2026; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER AT SCHOOL DISTRICT EVENTS, CHAIR ONE EVENT PER YEAR, SOLICIT IN-KIND GIFTS AND ADS FOR EVENTS, SPEAK AT SCHOOL DISTRICT FUNCTIONS, AND HELP RAISE MONEY FOR THE SCHOOL DISTRICT; 4. NAME OF OTHER BUSINESS: PERSONAL RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SAN DIEGO, CA 92109; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PERSONAL RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-10 |
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