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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | La Jolla | CA | 09/2021 | Present |
| Wells Fargo | San Diego | CA | 04/2012 | 02/2021 |
| San Diego Coast Credit Union | San Diego | CA | 04/2021 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2026-06-13 |
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