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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-07-16 |
Branch Locations
10503 Timberwood Circle Suite 205, Louisville, KY 40223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments, Llc | Pittsburgh | PA | 09/2016 | 10/2018 |
| Pnc Bank, Na | Louisville | KY | 04/2017 | 09/2021 |
| Mitchell Barnes | Louisville | KY | 09/2021 | 09/2025 |
| Aaron Young | Louisville | KY | 09/2021 | 09/2025 |
| Northwestern Mutual Investment Services Llc | Louisville | KY | 10/2021 | 07/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2022 | 07/2026 |
| Blueprint Financial Group | Louisville | KY | 10/2025 | 07/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2026 | Present |
1. NAME OF OTHER BUSINESS: COMMONWEALTH CAPITAL MANAGEMENT, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-01-21 |
| S66 | Uniform Combined State Law Examination | 2014-10-17 |
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