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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-17 |
Branch Locations
888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 03/2026 | Present |
| Adviceonly | San Diego | CA | 06/2025 | 09/2025 |
| San Diego State University | San Diego | CA | 08/2023 | 05/2025 |
| Coast 2 Coast Vets | San Diego | CA | 06/2023 | 11/2023 |
| Catherine Le Truesmile Dental | San Diego | CA | 07/2021 | 08/2022 |
| Mesa College | San Diego | CA | 08/2021 | 06/2023 |
| 99 Cent Store | San Diego | CA | 06/2020 | 03/2021 |
| Le Qui Don High School | Ho Chi Minh | 03/2016 | 07/2017 | |
| Ptnk High School | Ho Chi Minh | 08/2017 | 02/2020 | |
| N/A | San Diego | CA | 09/2025 | 03/2026 |
| N/A | San Diego | CA | 03/2021 | 07/2021 |
| N/A | San Diego | CA | 02/2020 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-30 |
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