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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Louisville | KY | 03/2020 | Present |
| Woodforest National Bank | Louisville | KY | 04/2017 | 03/2020 |
| P & R Entertainment | Hartford | CT | 08/2010 | 01/2017 |
| Unemployed | Louisville | KY | 01/2017 | 04/2017 |
| Fifth Third Securities | Louisville | KY | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2026-05-08 |
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