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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-05 |
Branch Locations
360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Game Breaker Lacrosse Camps | Buzzards Bay | MA | 07/2024 | 07/2024 |
| Western New England University | Springfield | MA | 07/2021 | 07/2025 |
| Fidelity Investments | Smithfield | RI | 07/2025 | 02/2026 |
| Pll Day Camp Boston | Quincy | MA | 06/2021 | 07/2021 |
| East Catholic High School | Manchester | CT | 07/2016 | 06/2021 |
| Fidelity Brokerage Services Llc | Smithfield | RI | 07/2025 | 02/2026 |
| Lpl Enterprise Llc | White Plains | NY | 03/2026 | Present |
1. 03/23/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - White Plains, NY - OBA Start Date: 03/11/2026 2. 03/23/2026 - Nicholas Campagnone, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - White Plains, NY - OBA Start Date: 03/11/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2025-11-25 |
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