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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-01-24
CA RA APPROVED 2012-01-17
  • TX RA
    APPROVED_RES
    Since 2012-01-24
  • CA RA
    APPROVED
    Since 2012-01-17

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Pasadena CA 01/2012 Present
Previous Registrations
Other Businesses

quadrelle real estate / 2468 E. 26th st vernon,ca 90058 / Other/ Real Estate / property for rent / Other / property owner / take care of property and collect rent / Start Date 12/15/15 LLC /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-06
S63 Uniform Securities Agent State Law Examination 1988-06-24
  • S65 Uniform Investment Adviser Law Examination
    1994-01-06
  • S63 Uniform Securities Agent State Law Examination
    1988-06-24

View on SEC IAPD

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