Best Investors Account Sign in

Jacquelin Aline Moody

LPl Financial LLC

Toledo, OH

Munith, MI

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-03-11
MI RA APPROVED 2025-03-06
TX RA APPROVED 2025-03-06
  • OH RA
    APPROVED
    Since 2025-03-11
  • MI RA
    APPROVED
    Since 2025-03-06
  • TX RA
    APPROVED
    Since 2025-03-06

Branch Locations

5746 Park Center Court, Toledo, OH 43615 • United States

Munith, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 11/2000 10/2017
Cetera Advisors Llc Denver CO 10/2017 03/2025
Park Avenue Wealth Management, Llc Livonia MI 11/2017 10/2023
M1 Captial Management Livonia MI 05/2021 10/2023
Cetera Investment Advisers Llc Schaumburg IL 03/2024 03/2025
Lpl Financial Llc Toledo OH 03/2025 Present
  • 11/2000 → 10/2017
    Lpl Financial
    San Diego, CA
  • 10/2017 → 03/2025
    Cetera Advisors Llc
    Denver, CO
  • 11/2017 → 10/2023
    Park Avenue Wealth Management, Llc
    Livonia, MI
  • 05/2021 → 10/2023
    M1 Captial Management
    Livonia, MI
  • 03/2024 → 03/2025
    Schaumburg, IL
  • 03/2025 → Present
    Toledo, OH
Previous Registrations
  • 2024-03-21 → 2025-04-11
    Toledo, OH
  • 2017-10-31 → 2024-03-21
    Cetera Advisors Llc
    Eastvale, CA
    Livonia, MI
    Livonia, MI
    Greenwood Village, IL
    Newport Beach, CA
    Novi, MI
    Toledo, OH
  • 2021-10-26 → 2023-11-03
    Troy, MI
    Munith, MI
  • 2018-10-19 → 2020-12-31
    Park Avenue Wealth Management, Llc
    Livonia, MI
  • 2002-01-22 → 2017-11-07
    Livonia, MI
    Troy, MI
    Livonia, MI
  • 2010-12-21 → 2014-07-21
    Park Avenue Wealth Management, Llc
    Livonia, MI
Other Businesses

1-02/2025 /Non-Variable Insurance Trails / Non-Variable Insurance / INVESTMENT RELATED / START 03/07/2025 2- 02/2025 / Momentum Wealth Partners / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / AT LOCATION / START 3/06/2025 3- 02/2025 / Beacon Financial / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / AT LOCATION / START 10/12/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-11
S63 Uniform Securities Agent State Law Examination 1984-05-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-11
  • S63 Uniform Securities Agent State Law Examination
    1984-05-14
Designations
Other Names
  • Jackie Moody
  • Jacqueline Aline Moody
  • Jacquelin Aline Bruening
  • Jacqueline A Moody

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Toledo, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor