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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-02-05 |
Branch Locations
1980 Festival Plaza Dr Ste 300, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Las Vegas | NV | 01/2023 | 09/2023 |
| World Financial Group, Inc. | Las Vegas | NV | 12/2022 | 09/2023 |
| Loandepot | Henderson | NV | 01/2019 | 01/2024 |
| Loandepot | Plano | TX | 10/2019 | 03/2020 |
| Loandepot | Henderson | NV | 01/2019 | 10/2019 |
| Cardinal Financial Lp | Henderson | NV | 10/2018 | 01/2019 |
| Nailed And Lashed | Las Vegas | NE | 06/2016 | 10/2018 |
| Kbhs Home Loans | Las Vegas | NV | 10/2014 | 06/2016 |
| Wealthwave | Las Vegas | NV | 03/2023 | 09/2023 |
| Tri Pointe Connect Llc | Las Vegas | NV | 02/2024 | 02/2024 |
| Lpl Financial Llc | Las Vegas | NV | 02/2024 | Present |
1. 02/01/2024 - Loan Depot/Tripointe Connect - Inv related - Las Vegas, NV - Outside/W-2 Employment - Started: 1/31/2019 - 173 hrs/Mo; 40 Hrs During Trading. 2. 02/01/2024 - Gladstone Wealth Partners - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/23/2024 - 160 hrs/mo; 8 hrs During Trading. 3. 02/01/2024 - Priority Wealth Partners - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/23/2024 - 160 hrs/mo; 8 hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-07 |
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